Tag: License

Nepse TMS 13 Login | NEPSE Online Trading System
Thrive Brokerage House Pvt. Limited

Naxal, Kathmandu, Nepal.
01-4419051

Stock Broker Number 13

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Thrive Brokerage House Pvt. Ltd., a distinguished stock brokerage firm, traces its roots back to the year 2053 B.S. (15 July 1993 A.D.) when it was initially established. The company’s maiden registration took place under the purview of the Nepalese Company Act, bearing the name Annapurna Securities Pvt. Ltd. Notably, a significant transformation occurred on the 2nd of Shrawan, 2067 B.S. (18/07/2010 A.D.), when the company adopted its current identity as Thrive Brokerage House Pvt. Ltd. This evolution was duly registered in the Office of Company Registrar.

Thrive Brokerage House Pvt. Ltd. is backed by a stockbroker license issued by the Securities Board of Nepal (SEBON) and proudly holds membership with the Nepal Stock Exchange Ltd. (NEPSE). Furthermore, the company operates as a clearing member (CDSC) with CDS and Clearing Limited.

As a founding member of Nepal Stock Exchange Ltd. (NEPSE), Thrive Brokerage has been an active participant in the market since the inception of Nepal’s stock market, dating back to the era of the “Open Out Cry System.” The company holds the distinction of being the 13th firm among the initial 25 to be granted stock broking licenses in Nepal, recognized by its Stock Broker Member Code No. 13.

The headquarters of Thrive Brokerage are strategically located at Bacchapokhari Marg, Naxal, Kathmandu-1. Additionally, the company operates a Work Station office in Gairapatan, Pokhara-4, both of which commenced operations on the 25th Chaitra, 2066 B.S. (07/04/2010 A.D.).

Thrive Brokerage offers a comprehensive range of services, including full-fledged securities/shares broking services and Depository Participant (DP) services, facilitated through Nepal DP Limited—a publicly traded entity promoted by Thrive Brokerage.

With over two decades of active participation in the Nepalese stock market, Thrive Brokerage has garnered a substantial client base comprising satisfied individual investors who have engaged with us for an extended period. Our clientele also includes a mix of listed and non-listed public entities, along with numerous private organizations. Over the years, we have had the privilege of serving renowned global organizations, including:
1. The International Finance Corporation (IFC)
2. Asian Development Bank (ADB)
3. Hotels Oberoi
4. Korean Development Bank (KDB)
These partnerships underscore our commitment to excellence and our ability to cater to a diverse array of clients, both locally and on the international stage. Thrive Brokerage House Pvt. Ltd. remains dedicated to providing top-tier services and driving the growth of Nepal’s dynamic stock market.
April 9, 2024
Nepse TMS 40 Login | NEPSE Online Trading System

Creative Securities Pvt. Limited

Putalisadak, Kathmandu, Nepal.
01-4419572

Stock Broker Number 40

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Creative Securities Pvt. Ltd., a prominent player in Nepal’s financial landscape, made its debut in Kathmandu in 2007 AD, marked by its registration with the Company Registrar Office. Building on its strong foundation, the company embarked on a journey that would lead to its recognition as a stock broker licensed by two key authorities: the Nepal Stock Exchange (NEPSE) and the Securities Board of Nepal (SEBON). This dual licensing, achieved in 2011, positioned Creative Securities as a trusted entity for stock brokerage services within the country.

Founded with a core mission of providing top-notch stock brokerage services, Creative Securities has consistently delivered on this promise. Operating from its main office located in the vibrant hub of Kamalpokhari, Kathmandu, and complemented by its dedicated Remote Work Station (RWS) office in Banepa, Kavre (conveniently situated opposite the Nepal Telecommunication office), the company extends its services to valued clients.

In addition to its stock brokerage services, Creative Securities expanded its offerings to include Depository Participant (DP) services in 2014 AD. This strategic move reflects the company’s commitment to providing comprehensive and integrated financial solutions to its clientele.

At Creative Securities Pvt. Ltd., client satisfaction is not just a priority; it’s a fundamental principle that underpins the company’s operations. The dedicated team at Creative Securities is driven by the vision of fostering trust, reliability, and excellence in every client interaction.

In conclusion, Creative Securities Pvt. Ltd. stands as a testament to the growth and innovation within Nepal’s financial sector. With a history of commitment to excellence and a mission to provide comprehensive financial services, the company is well-poised to continue making a positive impact on the financial well-being of its clients. As it continues to evolve, Creative Securities remains dedicated to guiding its clients toward their financial goals with unwavering dedication and expertise.

April 9, 2024
Nepse TMS 34 Login | NEPSE Online Trading System

Vision Securities Pvt. Limited

Anamnagar, Kathmandu, Nepal.
01-4770425/452, 01-4770408

Stock Broker Number 34

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Vision Securities, a prominent stock brokerage firm, was founded on the auspicious date of 2064-09-13 B.S. Over the years, it has earned the distinction of being licensed by both the Securities Board of Nepal (SEBON) and the Nepal Stock Exchange Ltd. (NEPSE). This organization further solidifies its position in the financial landscape as a Depository Participant (DP) with licenses from CDSC and SEBON, underscoring its commitment to regulatory compliance and excellence in its operations.

At Vision Securities, we have successfully realized our objective of leading the Nepalese stock broking sector, not only in terms of turnover but also through the delivery of exceptional services to our esteemed customers and clients. This accomplishment is a testament to our unwavering dedication to providing top-tier financial services.

In line with our commitment to expanding our reach and enhancing accessibility, we have established two Remote Work Stations (RWS) in strategic locations: Banepa, Kavre’s Char Dobato Chok, and Bhairawa, Rupandehi’s Narayanpath. We have ambitious plans to extend our footprint by establishing additional firm branches (RWS) in various districts, ensuring that our services are accessible to a broader segment of the population.

Our core philosophy revolves around nurturing enduring relationships with our customers, built on the foundation of personalized, high-quality services infused with creative solutions. We take immense pride in proposing our company’s empanelment as a licensed stock broker and Depository Participant. With a dedicated management team and a board of directors who bring extensive experience and expertise in the development of capital markets, we are well-equipped to address challenges and provide superior services that maximize your investment wealth.

In conclusion, Vision Securities is committed to delivering excellence in the financial sector. We welcome inquiries and look forward to the opportunity to serve and partner with you, leveraging our dedicated team and wealth of experience to help you achieve your investment goals.

April 9, 2024
Nepse TMS 21 Login | NEPSE Online Trading System

Midas Stock Broking Company Pvt. Limited

Kamaladi Chowk, Kathmandu, Nepal.
01-4240089

Stock Broker Number 21

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MIDAS is a prominent stock brokerage firm licensed by the Securities Board of Nepal (SEBON) and headquartered in the vibrant hub of Putalisadak, Kamaladi Mod, Kathmandu, Nepal. Committed to the dissemination of stock market knowledge, MIDAS endeavors to bridge the gap between traders and businesses, aiding them in making informed decisions across the vast spectrum of today’s dynamic stock market.

As the 21st broker member of the Nepal Stock Exchange Ltd. (NEPSE), MIDAS offers a comprehensive range of services, including order execution and depository services for NEPSE investors. Our primary focus has always been on maximizing the value we provide to our esteemed clients, and to further this objective, we have established a Remote Work Station (RWS) in Butwal.

At MIDAS, we take pride in setting the standard in the stock brokerage industry. Our core values are deeply rooted in maintaining the highest ethical standards, delivering outstanding customer service, and swiftly adapting to the ever-evolving landscape of information technologies. These principles are not just part of our corporate culture; they are the driving force behind our commitment to excellence.

For those seeking swift and seamless stock trading solutions, MIDAS represents the pinnacle of convenience and efficiency. Whether you are a seasoned trader or new to the world of stock trading, we are here to provide you with the finest tools and support to navigate the stock market with confidence and ease. Choose MIDAS as your trusted partner in the exciting world of stock trading.

April 9, 2024
Nepse TMS 38 Login | NEPSE Online Trading System

Dipshika Dhitopatra Karobar Co. Pvt. Limited

Anamnagar, Kathmandu, Nepal.
01-4102532

Stock Broker Number 38

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Dipshikha Dhitopatra Karobar Company Pvt. Ltd. (DDKC) stands as a prominent member of the Nepal Stock Exchange (NEPSE), holding the esteemed status of an authorized stockbroker with the stockbroker member code 38. In 2067 B.S., this distinction was granted by the Securities Board of Nepal (SEBON) in 2011 AD, solidifying DDKC’s position as one of the leading stockbroker members in the Nepalese stock market.

A Regulated Professional Brokerage Firm:

DDKC operates as a regulated and professional brokerage firm, specializing in the buying and selling of various financial assets, including government bonds and debentures, on behalf of both individual and institutional clients. This service is facilitated through the Nepal Stock Exchange Limited, with operations commencing since 2011 AD.

Expanding Presence and Services:

Headquartered in the vibrant locale of Anamnagar, Kathmandu, DDKC has established itself as a go-to provider of stockbroker and Depository Participant (DP) services for a diverse clientele. Moreover, the company has extended its reach with a branch office in Dhangadhi, serving the Far Western Region. DDKC has ambitious plans to further expand its brokerage network at various local levels in the near future, aligning with its commitment to accessibility.

Client-Centric Approach:

DDKC boasts an extensive client base, encompassing both the general public and institutional clients, allowing for efficient order coordination and execution. The company currently serves over 18,000 active DP clients and 25,000 active trading clients. With a goal to expand these numbers by 25% in 2018, DDKC’s commitment to growth is evident.

Modern and Well-Equipped Infrastructure:

One of the distinguishing features of DDKC is its modern and well-equipped physical facility. Spanning an impressive area of 2,500 square feet, the facility houses well-equipped departments and workstations to ensure efficient service delivery. The company takes pride in offering a well-appointed air-conditioned exhibition space, capable of accommodating a minimum of 100 individuals, complete with a projector to facilitate and educate general investors, further expanding its client base.

Financial Growth and Capital Expansion:

Established in 2064 BS with a paid-up capital of Rs. 5.1 million, DDKC has demonstrated remarkable growth. As of the end of Ashad 2074 BS, it boasts a total client account of 25,000 and a net value of Rs. 68.1 million. With a commitment to financial strength, the company’s management is diligently working towards raising the paid-up capital to Rs. 20 million by Paush 30, 2074 BS. Furthermore, there are plans to augment this capital even further, aiming to reach a significant milestone of $50 million by the conclusion of the fiscal year 2074/75.

In conclusion, Dipshikha Dhitopatra Karobar Company Pvt. Ltd. is an influential player in Nepal’s financial landscape. With a steadfast commitment to client satisfaction, a dedication to accessibility, and a strong focus on financial growth and expansion, DDKC is poised to continue shaping the future of stock trading in Nepal while nurturing enduring relationships with its valued clients.

April 9, 2024
Nepse TMS 11 Login | NEPSE Online Trading System

Malla & Malla Stock Broking Company Pvt. Limited

Hattisar, Kathmandu, Nepal.
01-4425750, 4431607

Stock Broker Number 11

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Malla & Malla Stock Broking Co. Pvt. Ltd., designated as Broker No. 11, holds the distinction of being a Securities Board of Nepal-licensed stockbroker and a proud member of the Nepal Stock Exchange (NEPSE). Our journey began with a clear vision and a commitment to delivering exceptional brokering services to our valued clients.

Our inception dates back to the auspicious date of 2054-04-14 BS (1997-07-29 AD), when we were founded under the legal framework of company legislation. However, the roots of our organization trace back even further, as our esteemed Chairman, Mr. Parameshwar Bhakta Malla, initially established this company as an individual stockbroker on Poush 29, 2050 BS (13 Jan 1994 AD). This history underscores our deep-seated knowledge and experience in the realm of stock trading in Nepal.

In addition to our status as a stockbroker and NEPSE member, we proudly serve as a Clearing Member with CDS and Clearing Ltd (CDSC), further reinforcing our commitment to adherence to regulatory standards and best practices.

Our comprehensive suite of services encompasses brokerage services for all NEPSE-listed securities, ranging from corporate stocks to stock mutual fund units. Additionally, we extend Depositary Participants (DP) services through Nepal DP Limited, a publicly traded entity that we actively promote.

Throughout our remarkable journey spanning over 21 years, Malla & Malla Stock Broking Co. Pvt. Ltd. has been an active and dedicated participant in the Nepalese stock market. Our unwavering commitment to professionalism and excellence has been the cornerstone of our success, earning us a substantial number of satisfied individual clients.

As we look to the future, we remain committed to our mission of providing dedicated and top-notch professional services to our clients. Malla & Malla Stock Broking Co. Pvt. Ltd. is honored to have played a significant role in the evolution of Nepal’s stock market, and we look forward to continuing to serve our clients with dedication and excellence in the years to come.

April 9, 2024
Nepse TMS 58 Login | NEPSE Online Trading System

Naasa Securities Co. Ltd.

Naxal, Kathmandu, Nepal.
01-4440384

Stock Broker Number 58

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Naasa Securities Company Ltd. proudly stands as one of Nepal’s premier and most reputable stock brokerage firms, making waves in the financial sector. This distinction is attributed to the firm’s acquisition of a coveted license from the Security Board of Nepal (SEBON) and its membership in the Nepal Stock Exchange Ltd. (NEPSE).

Naasa Securities embarked on its journey in the brokerage arena in 2012, with its roots dating back to its establishment in 2007. In a remarkably short span, we have ascended to a prominent position in the market, becoming one of the pivotal market providers. An illustrative testament to our market prowess is our impressive performance in fiscal year 2016-17, where we commanded a notable market share, accounting for approximately 10% of the overall market volume.

At Naasa Securities, our commitment to progress and growth is unwavering, all while upholding the highest standards of service quality. Our ethical business ethos guides our every endeavor, ensuring that we maintain exemplary business practices with all our stakeholders, be it regulators, clients, or partners.

As we continue our journey, we remain dedicated to further enhancing our services, striving for excellence in all facets of our operations. Naasa Securities firmly believes in the power of ethical business activities and the enduring value they bring to our clients and the financial community at large. We are steadfast in our mission to not only meet but exceed the expectations of our valued clientele, always ensuring that the quality of our services remains second to none.

April 9, 2024
Nepse TMS 44 Login | NEPSE Online Trading System

Dynamic Money Managers Securities Pvt. Ltd

Kamalpokhari, Kathmandu, Nepal.
01-4414522

Stock Broker Number 44

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Dynamic Money Managers Securities Pvt. Ltd. proudly stands as the country’s premier stock brokerage firm, boasting a roster of over 70,000 satisfied customers—a testament to our commitment to excellence in the financial sector.

Although our inception dates back to 2006, our operational journey officially commenced in 2011. Since then, we have been instrumental in facilitating stock trading activities, contributing to over 9% of the total market capital. As a prominent member of the Nepal Stock Exchange (NEPSE), we operate under the legal framework established by the Company Act of 2063. Our operations are further bolstered by the crucial regulatory oversight provided by the Security Board of Nepal (SEBON).

Notably, Dynamic Money Managers Securities Pvt. Ltd. holds the esteemed status of being a depositary member, designated as number 44, of CDS and Clearing Ltd. This affiliation underscores our dedication to providing comprehensive and reliable financial services to our clients.

Situated in the vibrant locales of Kathmandu and Kamalpokhari, Nepal, Dynamic Money Managers Securities Pvt. Ltd. is a regulated stock broker that plays a pivotal role in facilitating the buying and selling of stocks for all companies listed on the Nepal Stock Exchange Limited (NEPSE). Our operations are conducted in strict adherence to the highest regulatory standards set by the Security Board of Nepal (SEBON), which administers licensing requirements and establishes norms governing general business activities.

At Dynamic Money Managers Securities Pvt. Ltd., we are governed by a robust legal framework that includes the Securities Regulation Act of 2064, the Securities Business Person Regulation of 2064, and subsequent directives issued by SEBON. These regulations serve as the bedrock of our operations, ensuring transparency, integrity, and the highest level of professionalism in all our dealings with clients and partners.

April 9, 2024
Nepse TMS 4 Login | NEPSE Online Trading System

Opal Securities Investment Pvt. Limited

Putalisadak, Kathmandu, Nepal.
01-4423509

Stock Broker Number 04

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Opal Securities is a collective of seasoned experts in the dynamic field of stock marketing. With a wealth of knowledge and experience at our disposal, Opal Securities proudly stands as your ultimate destination for securing substantial growth in your investments.

Our guiding philosophy is simple yet powerful: “The rich invest in time.” Therefore, we encourage our valued investors to embrace disciplined patience. By entrusting your investments to Opal Securities, you are laying the foundation for long-term wealth accumulation.

As a licensed organization regulated by SEBON, we prioritize the peace of mind of our clients. Rest assured that when you choose Opal Securities, you have the flexibility to withdraw your invested capital at any time you desire. Your financial goals and aspirations are at the forefront of our commitment, and we are dedicated to helping you achieve them, all while ensuring the security and growth of your investments.

April 9, 2024
Nepse TMS 7 Login | NEPSE Online Trading System
J.F. Securities Company Pvt. Limited

Dharma path, Kathmandu, Nepal.
01-4256099

Stock Broker Number 07

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JF Securities Co Pvt Ltd is a pioneering stock broker company licensed by the Nepal Securities Board. With a legacy of being one of the early entrants into the industry, our firm has played a significant role in shaping and contributing to Nepal’s evolving financial landscape.

At JF Securities, we offer a comprehensive suite of services tailored to meet your financial needs. Whether you’re a seasoned trader or new to the world of stock trading, we’ve got you covered. Here are the services we provide:
1. Open a NEW Trading/Broker Account (Online Registration): Our user-friendly online registration process allows you to open a new trading/broker account from the comfort of your own home. It’s a convenient and hassle-free way to get started.
2. Open a NEW Trading/Broker Account (By Physical Presence at our office): For those who prefer a face-to-face approach, you can visit our office and open a new trading/broker account with the assistance of our dedicated team.
3. Open a NEW Trading/Broker Account (KYC form submission through email): We understand the importance of flexibility. You can also open a new trading/broker account by submitting your KYC (Know Your Customer) forms through email, making the process seamless.
4. Update KYC (for existing Trading/Broker Account only): Keeping your information up to date is crucial. For our existing clients, we provide a straightforward process to update your KYC details.
5. Forgot Password/ Reset Password: If you’ve forgotten your password or need to reset it, we’ve got a simple solution in place to help you regain access to your account.
6. Make Payment for Purchases: We offer secure payment options to facilitate your stock purchases, ensuring a smooth and efficient transaction process.
7. Buy shares and check executed orders in TMS: Our platform allows you to buy shares with ease, and you can conveniently monitor your executed orders through our Trading Management System (TMS).
8. Sell shares and check executed orders in TMS: When it’s time to sell your shares, our platform streamlines the process. You can also keep track of your executed sell orders in TMS.
9. Edit and cancel orders in TMS: We understand that plans can change. That’s why we provide the flexibility to edit or cancel your orders directly within our Trading Management System (TMS).
10. Load collateral from Connect IPS: If you need to load collateral, our integration with Connect IPS simplifies the procedure, making it hassle-free.
11. Request collateral refund from TMS: When it’s time to retrieve your collateral, you can initiate a refund request directly from our Trading Management System (TMS).
At JF Securities, we’re committed to delivering a seamless and user-friendly experience for all your stock trading needs. Our array of services is designed to empower you with the tools and support necessary to navigate the financial markets effectively.
April 9, 2024
Nepse TMS 33 Login | NEPSE Online Trading System

Dakshinkali Investment Securities Pvt. Limited

Kamaladi, Kathmandu, Nepal.
01-4168640

Stock Broker Number 33

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Dakshinkali Investment & Securities Pvt. Ltd. (DISPLTD) proudly holds its status as a distinguished member of the Nepal Stock Exchange, and it operates as a licensed and regulated stock brokerage company under the vigilant oversight of the Securities Board of Nepal. Since its establishment, DISPLTD has played an active and pivotal role in the trading of stocks of all firms listed with the Nepal Stock Exchange Ltd within the secondary capital market. This sustained involvement underscores our commitment to facilitating seamless transactions and investment opportunities for our valued clientele.

At DISPLTD, we have consistently excelled in meeting the varied needs of our customers by tailoring our brokerage services to their specific requirements. We firmly believe that no two investors are alike, and thus, our approach is both flexible and customer-centric. Whether you are an individual investor seeking to navigate the intricacies of the stock market or an institutional entity looking for strategic investment solutions, DISPLTD is equipped to deliver the personalized service you require.

Our dedication to client satisfaction is the cornerstone of our operations. We maintain an unwavering commitment to professionalism, transparency, and ethical conduct in every facet of our business. Our team, comprising highly qualified and driven individuals, serves as the driving force behind our success. With a deep understanding of the financial markets and a commitment to upholding the highest standards of integrity, our team members are poised to provide one-on-one assistance to our clients.

In conclusion, Dakshinkali Investment & Securities Pvt. Ltd. (DISPLTD) stands as a trusted and customer-centric entity within the Nepal Stock Exchange ecosystem. As a stock brokerage firm, we are driven by a relentless pursuit of excellence, grounded in professionalism and ethical conduct. With our dedicated and highly qualified team, we are committed to delivering the highest level of client satisfaction and fostering a transparent and prosperous investment environment.

April 9, 2024
What is a ‘dealer’s license’ that Nabil has applied for?

“45 applications for new broker licenses have reportedly been submitted, according to the Nepal Stock Exchange (NEPSE). Among which Nabil Bank has emerged as the lone applicant for a broker company with a **dealer’s license.”** What is it and what does this do different than brokers license?

View on r/NepalStock by IhumpBigthighs

October 3, 2023